GUEST ESSAY: JPMorgan’s $200 million in fines stems from all-too-common compliance failures
The Last Watchdog
JANUARY 13, 2022
Commodity Futures Trading Commission (CFTC) fine against JPMorgan sent shockwaves through financial and other regulated customer-facing industries. While the price tag of these violations was shocking, the compliance failure was not. Related: Why third-party risks are on the rise.
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