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Customer first: New U.K. consumer duty for the financial services industry

OpenText Information Management

Have you ever been presented with stack of financial documents plastered with sticky notes and felt confused about where to sign and overwhelmed by the wording? This often happens to consumers when, for example, reviewing details about a new car lease or opening a new investment account.

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The GDPR: Everything you need to know about data controllers and data processors

IT Governance

For example, a marketing executive at a retailer hires a company to conduct a survey on shoppers’ browsing habits. The executive (and the retailer generally) is the data controller, and the company conducting the survey is the data processor. Sounds simple enough. Responsibilities of the data processor.

GDPR 107
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Institutional Investor’s Introduction to Blockchain and Digital Asset Investing

Data Matters

For institutional investors that trade futures using a futures customer agreement with a registered futures commission merchant, or FCM, this offering can be an appealing way to access digital assets markets because it uses a familiar product and documentation. Traditional OTC Derivatives.

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Financial Crimes Enforcement Network Issues New Frequently Asked Questions on Customer Due Diligence Requirement

Data Matters

FinCEN clarifies that the private label retail credit exception is available only for credit that can be used solely to make purchases at the private label retailer. Nothing in the CDD Rule states that the private label retail exception is unavailable for online merchant private label credit products. Private Label Credit Cards.

Retail 68
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40% of organisations respond to bogus DSARs

IT Governance

Two fifths of organisations complied with the request, accepting easily forged documents or without verifying Pavur’s identity at all. Pavur presented his findings at the Black Hat conference in Las Vegas to show the vulnerabilities that have been created as a result of organisations misunderstanding the GDPR.

GDPR 45
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Top GRC Tools & Software for 2021

eSecurity Planet

Governance, risk, and compliance (GRC) software helps businesses manage all of the necessary documentation and processes for ensuring maximum productivity and preparedness. LogicManager’s GRC solution has specific use cases across financial services, education, government, healthcare, retail, and technology industries, among others.

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Top 10 Governance, Risk and Compliance (GRC) Vendors

eSecurity Planet

Governance, risk, and compliance (GRC) software helps businesses manage all of the necessary documentation and processes for ensuring maximum productivity and preparedness. LogicManager’s GRC solution has specific use cases across financial services, education, government, healthcare, retail, and technology industries, among others.