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SEC Announces 2022 Examination Priorities: Private Funds, ESG, Retail, Cyber, Digital Assets Top the List

Data Matters

1 Consistent with its recent rulemaking activity, in its accompanying release, the SEC highlighted private funds; Environmental, Social and Governance (ESG) investing; retail; cyber; and digital assets as key examination priorities. Importance of Compliance Programs.

Retail 88
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How FIDO 2 authentication can help achieve regulatory compliance

Thales Cloud Protection & Licensing

How FIDO 2 authentication can help achieve regulatory compliance. The retail sector, especially, is a lucrative target for credential stuffing attacks , resulting in billions lost every year. As such, FIDO2 can become an enabler for regulatory compliance. Compliance with GDPR and CCPA. Compliance with PSD2.

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How to implement the General Data Protection Regulation (GDPR)

IBM Big Data Hub

Yet many organizations still struggle to meet compliance requirements, and EU data protection authorities do not hesitate to hand out penalties. Think: an online retailer that stores customers’ email addresses to send order updates. For a list of the key GDPR requirements, see the GDPR compliance checklist.

GDPR 80
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Texas enacts comprehensive privacy law

Data Protection Report

The new law has exclusions for Gramm-Leach-Bliley-covered financial institutions, HIPAA-covered covered entities and business associates, non-profits, institutes of higher education, and electric utilities, power generation companies, and retail electric providers. A similar requirement applies with respect to the sale of biometric data.

Privacy 83
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SEC and FINRA Issue 2020 Examination Priorities for Broker-Dealers and Investment Advisers

Data Matters

Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year. Protection of Retail Investors .

Retail 68
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SEC and FINRA Issue 2020 Examination Priorities (Including Cybersecurity) for Broker-Dealers and Investment Advisers

Data Matters

Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year. Protection of Retail Investors .

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Subject Access Requests in Scotland: Do you know what data is held about you?

IT Governance

Recital 63 of the GDPR states: “a data subject should have the right of access to personal data which have been collected concerning him or her, and to exercise that right easily and at reasonable intervals, in order to be aware of, and verify, the lawfulness of the processing”. The impact of DSARs on Scottish businesses.

Access 91