SEC Issues No-Action Letter for Certain Alternative Trading Systems Trading Digital Asset Securities
Data Matters
OCTOBER 1, 2020
Securities and Exchange Commission (SEC)’s Division of Trading and Markets issued its first no-action letter (Letter) to the Financial Industry Regulatory Authority, Inc. FINRA), 1 related to digital asset securities. Securities Act of 1933 (Securities Act) and the Exchange Act. On September 25, the U.S. Background.
Let's personalize your content