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SEC Announces 2022 Examination Priorities: Private Funds, ESG, Retail, Cyber, Digital Assets Top the List

Data Matters

Securities and Exchange Commission (SEC) Division of Enforcement (EXAMS or Division) issued its annual examination priorities. Private Fund, ESG Investing, Retail Investors, Cybersecurity, Fintech, and Digital Assets. 2 “Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews,” available here.

Retail 88
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Record Retention Policy for Businesses: A Strategic Guide to Compliance and Efficiency

Armstrong Archives

Everything from tax documents to employee files to bank statements must be kept on file, often for years at a time. At Armstrong Archives , we’re proud to stand at the forefront of records management, offering expert guidance in record retention policy and document management, ensuring that our clients stay compliant and efficient.

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Russia-linked APT28 compromised Ubiquiti EdgeRouters to facilitate cyber operations

Security Affairs

“These operations have targeted various industries, including Aerospace & Defense, Education, Energy & Utilities, Governments, Hospitality, Manufacturing, Oil & Gas, Retail, Technology, and Transportation. ” reads the joint report.

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Spanish police dismantled SIM swapping gang who stole money from victims’ bank accounts

Security Affairs

In the case investigated by the Spanish authorities, the cybercriminal obtained personal information and bank details of the victims through malicious messages in which they posed as their bank. Do not store passwords, usernames, or other information for easy login on mobile device applications. Pierluigi Paganini.

Passwords 106
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E-learning: the effective way to train your team

IT Governance

It is widely acknowledged that the retail and hospitality industries experience high staff turnover: frontline roles are often filled by temporary, young or part-time staff, the hours can be long and unsociable and the work can be physically demanding. Educating your staff can be complex to arrange, time consuming and costly.

Retail 65
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Data Breaches and Cyber Attacks in 2022: 408 Million Breached Records

IT Governance

Other significant contributors to 2022’s total were the technology (115), education (95), professional services (63) and retail (62) sectors. Keeping your organisation secure. That includes supporting those seeking Cyber Essentials certification or implementing an ISMS (information security management system).

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Does your use of CCTV comply with the GDPR?

IT Governance

This will typically cover public authorities such as government departments, schools and other educational institutions, hospitals and the police. Many retailers sell signs like this, leaving the purpose blank so that you can fill it in with the appropriate message. Check that required controls are in place (e.g.

GDPR 110