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SEC Announces 2022 Examination Priorities: Private Funds, ESG, Retail, Cyber, Digital Assets Top the List

Data Matters

1 Consistent with its recent rulemaking activity, in its accompanying release, the SEC highlighted private funds; Environmental, Social and Governance (ESG) investing; retail; cyber; and digital assets as key examination priorities. Private Fund, ESG Investing, Retail Investors, Cybersecurity, Fintech, and Digital Assets.

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PYSA ransomware gang is the most active group in November

Security Affairs

Experts observed a 400% increase in the number of attacks, compared with October, that hit government organizations. PYSA ransomware operators focus on large or high-value finance, government and healthcare organisations. The PYSA ransomware group (aka Mespinoza) recorded an increase of 50% in November. in November compared to October.

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Regulatory Update: NAIC Summer 2019 National Meeting

Data Matters

The National Association of Insurance Commissioners (NAIC) held its Summer 2019 National Meeting (Summer Meeting) in New York City from August 3 to 6, 2019. The amended regulation took effect on August 1, 2019, for annuity products and will become effective on February 1, 2020, for life insurance products.

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Data Governance and Business Transformation

Collibra

Collibra organized a Data Governance and Business Transformation seminar in Paris recently, bringing together data managers from the financial, retail, transportation, and logistics industries. What Forrester describes as “Data Governance 2.0” According to Forrester, Governance 2.0 Governance Across the Enterprise.

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Data breaches and cyber attacks quarterly review: Q2 2021

IT Governance

IT Governance discovered 377 security incidents between April and June 2021, which accounted for 1,224,539,395 breached records. If you find yourself facing a cyber security disaster, IT Governance is here to help. The post Data breaches and cyber attacks quarterly review: Q2 2021 appeared first on IT Governance UK Blog.

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The Week in Cyber Security and Data Privacy: 1 – 7 January 2024

IT Governance

Source (New) Software Luxembourg Yes 3,600,000 National Automobile Dealers Association Source (New) Retail USA Yes 1,065,000 Consórcio Canopus Source (New) Professional services Brazil Yes 1,400,000 The Teaching Company (Wondrium by The Great Courses) Source (New) Education USA Yes 1.3 TB Gräbener Maschinentechnik GmbH & Co.

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FINRA Issues Its 2019 Risk Monitoring and Examination Priorities Letter

Data Matters

On January 17, the Financial Industry Regulatory Authority (FINRA) released its annual Risk Monitoring and Examination Priorities Letter (Letter), which identifies topics that FINRA will focus on in 2019. FINRA will continue to educate firms about the applicable requirements and evaluate firms for compliance. Financial Risks.

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