Exercises Government Retail Sales 
Data Matters
APRIL 6, 2022
1 Consistent with its recent rulemaking activity, in its accompanying release, the SEC highlighted private funds; Environmental, Social and Governance (ESG) investing; retail; cyber; and digital assets as key examination priorities. Private Fund, ESG Investing, Retail Investors, Cybersecurity, Fintech, and Digital Assets.
IT Governance
FEBRUARY 6, 2024
million Gumtree user records allegedly for sale A user database from the classified advertising platform Gumtree has allegedly been offered for sale on a hacking forum. At the time of writing, it’s unclear whether this is related to a 2023 data breach suffered by the company, as discussed by Have I Been Pwned’s Troy Hunt last March.
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Data Matters
FEBRUARY 20, 2020
Protection of Retail Investors . For both broker-dealers and investment advisers, OCIE will continue to emphasize the protection of retail investors, particularly seniors and those saving for retirement. Retail-Targeted Investments. 1 In general, the 2020 Examination Priorities continue recurring themes from recent prior years.
Data Matters
JANUARY 24, 2020
Protection of Retail Investors . For both broker-dealers and investment advisers, OCIE will continue to emphasize the protection of retail investors, particularly seniors and those saving for retirement. Retail-Targeted Investments.
Data Protection Report
OCTOBER 11, 2019
Notices must be available in the languages in which the business in its ordinary course provides contracts, disclaimers, sale announcements, and other information to consumers. The rules are not final. The Attorney General will hold public hearings in four California cities during the first week of December to hear comments.
Data Matters
OCTOBER 23, 2019
Moreover, if the business operates a website, but primarily interacts with consumers in retail locations, it will be required to add a third option that allows consumers to submit a form that can be submitted in person at those locations. Right to Opt-Out of Sale.
Privacy and Cybersecurity Law
NOVEMBER 8, 2018
The CCPA governs how businesses treat “consumer” “personal information.” This page will enable consumers to exercise the right to opt-out of the sale of their personal information. Businesses will be prohibited from discriminating against any consumer for exercising their rights under the new law. What Is Covered?
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