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SEC Announces 2022 Examination Priorities: Private Funds, ESG, Retail, Cyber, Digital Assets Top the List

Data Matters

1 Consistent with its recent rulemaking activity, in its accompanying release, the SEC highlighted private funds; Environmental, Social and Governance (ESG) investing; retail; cyber; and digital assets as key examination priorities. Private Fund, ESG Investing, Retail Investors, Cybersecurity, Fintech, and Digital Assets.

Retail 88
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Subject Access Requests in Scotland: Do you know what data is held about you?

IT Governance

Recital 63 of the GDPR states: “a data subject should have the right of access to personal data which have been collected concerning him or her, and to exercise that right easily and at reasonable intervals, in order to be aware of, and verify, the lawfulness of the processing”. appeared first on IT Governance Blog.

Access 91
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GUEST ESSAY: Leveraging best practices and an open standard to protect corporate data

The Last Watchdog

Once you know where the data is, how it got there, and its worth (and risk) to your organization, take the time to create a catalog so that your investment in these exercises can immediately generate value for those who need the data to do their job. intelligence community and other government organizations. •Create a data catalog.

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CNIL Fines Two Companies of the Carrefour Group €3.05 Million for GDPR and Cookie Violations

Hunton Privacy

million on Carrefour France and a fine of €800,000 on Carrefour Banque for various violations of the EU General Data Protection Regulation (“GDPR”) and Article 82 of the French Data Protection Act governing the use of cookies. Carrefour France and Carrefour Banque are both affiliates of the French retail group, the Carrefour Group.

GDPR 91
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Does your use of CCTV comply with the GDPR?

IT Governance

You must tell people when you’re collecting their personal information to give them the opportunity to exercise their data subject rights. This will typically cover public authorities such as government departments, schools and other educational institutions, hospitals and the police. appeared first on IT Governance Blog.

GDPR 110
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SEC and FINRA Issue 2020 Examination Priorities for Broker-Dealers and Investment Advisers

Data Matters

Firms also should be prepared to explain their compliance and supervisory policies in these areas in their upcoming SEC and/or FINRA examinations, as applicable, and provide documentation of relevant reviews. Protection of Retail Investors . Retail-Targeted Investments. Information Security .

Retail 68
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SEC and FINRA Issue 2020 Examination Priorities (Including Cybersecurity) for Broker-Dealers and Investment Advisers

Data Matters

Firms also should be prepared to explain their compliance and supervisory policies in these areas in their upcoming SEC and/or FINRA examinations, as applicable, and provide documentation of relevant reviews. Protection of Retail Investors . Retail-Targeted Investments. Information Security .