Remove 11
Remove 2010 Remove Data Remove Education Remove Risk
article thumbnail

Part 3: OMG! Not another digital transformation article! Is it about effecting risk management and change management?

ARMA International

Some technology trends such as real-time data analytics are ongoing, while others are more recent, such as blockchain. Here, Part 3 discusses how to manage the various DT risks. This part also discusses managing CS risks such as ransomware, privacy, change management, and user adoption. Risk Management and DT Experience.

article thumbnail

The debate on the Data Protection Bill in the House of Lords

Data Protector

What follows below is an edited version of the debate in the House of Lords of the Second Reading of the Data Protection Bill, held on 10 October. Data is not just a resource for better marketing, better service and delivery. Data is used to build products themselves. It has become a cliché that data is the new oil.

GDPR 120
Insiders

Sign Up for our Newsletter

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

article thumbnail

SEC and FINRA Issue 2020 Examination Priorities for Broker-Dealers and Investment Advisers

Data Matters

Focus areas for such examinations will include sales practices, supervision of high-risk personnel and compliance with key regulatory requirements (including Rule 15c2-11 under the Securities Exchange Act of 1934, as amended (Exchange Act), the locate requirement of Regulation SHO and the obligation to file suspicious activity reports (SARs)).

Retail 68
article thumbnail

SEC and FINRA Issue 2020 Examination Priorities (Including Cybersecurity) for Broker-Dealers and Investment Advisers

Data Matters

OCIE also will focus on recommendations and advice provided to retail investors, with a particular emphasis on seniors, retirees, teachers and military personnel, as well as products that the SEC considers higher risk (e.g., Information Security . Financial Technology (FinTech) and Digital Assets.

article thumbnail

One-Two-Three Punch: SEC and FINRA Announce Actions Against Unregistered Broker, Digital Asset Manager and FINRA Registered Person

Data Matters

On September 11, the Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) separately announced three “first of their kind” enforcement actions against participants in the digital asset (or “token”) market: In the Matter of TokenLot LLC.

article thumbnail

WHAT IS GOING ON IN THE RUSSIAN MARKET?

Info Source

With almost four months of observations and data, policymakers are now assessing the impact of the sanctions, weighing the risks of increasing pressure on Russia with new sanctions, and considering how the sanctions might contribute to an end to the war. It includes the whole bureaucratic/municipal/educational apparatus.

article thumbnail

The Perils of Showboating | ZDNet

Collaboration 2.0

Bringing this back to enterprise collaboration, there is a management reality that those who showboat in a corporate online collaboration community risk sanction from management. docism 08/25/2008 11:24 AM Reply to Flag RE: The Perils of Showboating Great article! The knockout blow can be sudden and swift - and hard to recover from.

Paper 45