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Part 3: OMG! Not another digital transformation article! Is it about effecting risk management and change management?

ARMA International

Some technology trends such as real-time data analytics are ongoing, while others are more recent, such as blockchain. Here, Part 3 discusses how to manage the various DT risks. This part also discusses managing CS risks such as ransomware, privacy, change management, and user adoption. Risk Management and DT Experience.

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The debate on the Data Protection Bill in the House of Lords

Data Protector

What follows below is an edited version of the debate in the House of Lords of the Second Reading of the Data Protection Bill, held on 10 October. Data is not just a resource for better marketing, better service and delivery. Data is used to build products themselves. It has become a cliché that data is the new oil.

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French DPA Releases New Guidance on Personal Data Security

Hunton Privacy

On October 7, 2010, the French Data Protection Authority (the “CNIL”) released its first comprehensive handbook on the security of personal data (the “Guidance”). The Guidance provides general recommendations and best practices aimed at assisting data controllers with the implementation of appropriate security measures.

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Thursday LTNY 2019 Sessions: eDiscovery Trends

eDiscovery Daily

In addition to that, CloudNine conducted a great new NineForum Discovery Education Series where prominent and highly respected eDiscovery and litigation support experts delivered 9 TED-style talks, 20 minutes each, covering important topics impacting the legal community. RAS Enterprise Risk Management.

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SEC and FINRA Issue 2020 Examination Priorities for Broker-Dealers and Investment Advisers

Data Matters

Focus areas for such examinations will include sales practices, supervision of high-risk personnel and compliance with key regulatory requirements (including Rule 15c2-11 under the Securities Exchange Act of 1934, as amended (Exchange Act), the locate requirement of Regulation SHO and the obligation to file suspicious activity reports (SARs)).

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SEC and FINRA Issue 2020 Examination Priorities (Including Cybersecurity) for Broker-Dealers and Investment Advisers

Data Matters

OCIE also will focus on recommendations and advice provided to retail investors, with a particular emphasis on seniors, retirees, teachers and military personnel, as well as products that the SEC considers higher risk (e.g., Information Security . Financial Technology (FinTech) and Digital Assets.

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One-Two-Three Punch: SEC and FINRA Announce Actions Against Unregistered Broker, Digital Asset Manager and FINRA Registered Person

Data Matters

The order may have implications beyond traditional fund structures: Given that companies involved in the digital asset space may have balance sheets heavily weighted toward certain of such assets, these companies should be aware of the risk of becoming an “inadvertent investment company.”.