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SEC Announces 2022 Examination Priorities: Private Funds, ESG, Retail, Cyber, Digital Assets Top the List

Data Matters

1 Consistent with its recent rulemaking activity, in its accompanying release, the SEC highlighted private funds; Environmental, Social and Governance (ESG) investing; retail; cyber; and digital assets as key examination priorities. Private Fund, ESG Investing, Retail Investors, Cybersecurity, Fintech, and Digital Assets.

Retail 88
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How to Take Your Business to The Next Level with Data Intelligence

erwin

Data intelligence has provided useful and insightful information to numerous markets and industries. Educators can provide a more valuable learning experience and environment for students. With the use of data intelligence tools, educational institutes can provide teachers with a more holistic view of a student’s academic performance.

Analytics 103
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The Week in Cyber Security and Data Privacy: 1 – 7 January 2024

IT Governance

Source (New) Software Luxembourg Yes 3,600,000 National Automobile Dealers Association Source (New) Retail USA Yes 1,065,000 Consórcio Canopus Source (New) Professional services Brazil Yes 1,400,000 The Teaching Company (Wondrium by The Great Courses) Source (New) Education USA Yes 1.3 TB Gräbener Maschinentechnik GmbH & Co.

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11 cyber security predictions for 2020

IT Governance

The growing fintech market will be targeted as new services and innovative solutions based on open banking are exploited by attackers. The retail and hospitality industries will continue to have their POS equipment targeted. Cyber criminals will continue to use blockchain technology for transactions.

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FINRA Issues Its 2019 Risk Monitoring and Examination Priorities Letter

Data Matters

Market Risks. FINRA is concerned about firms failing to use reasonable diligence to assure that their customer order flow is directed to the best market given the size and types of transactions, the terms and conditions of orders and other factors. Market Manipulation. Market Access. Best Execution.

Risk 60
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The Weeks in Cyber Security and Data Privacy: 18 – 31 December 2023

IT Governance

Source (New) Manufacturing USA Yes >400 GB Hafez Insurance Co. Source 1 ; source 2 (New) Insurance Iran Yes 400,000 Unknown Malaysian organisation(s) Source (New) Unknown Malaysia Yes 335,000 Di Martino Group Source (New) Transport Italy Yes 320 GB Charisma Life Insurance Co. Source 1 ; source 2 (New) Manufacturing Australia Yes 95.19

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Examples of sustainability: How new efforts are shaping the environmental future

IBM Big Data Hub

They may also invest in education, healthcare and other social services in their local communities. They’re focusing on improving access to education and healthcare, promoting efforts to protect human rights and addressing social issues such as poverty and inequality through social programs.