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SEC Announces 2022 Examination Priorities: Private Funds, ESG, Retail, Cyber, Digital Assets Top the List

Data Matters

Securities and Exchange Commission (SEC) Division of Enforcement (EXAMS or Division) issued its annual examination priorities. In FY 2021, the Division completed 3,040 examinations, which represent a 3% increase from the prior year, and is on par with prepandemic fiscal year 2019. On March 30, 2022, the U.S.

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Bodybuilding.com forces password reset after a security breach

Security Affairs

Bad news for fitness and bodybuilding passionates, the popular online retailer Bodybuilding.com announced that hackers have broken into its systems. The popular online retailer website Bodybuilding.com announced last week that hackers have broken into its systems. ” reads the announcement published on the website.

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CNIL Fines Two Companies of the Carrefour Group €3.05 Million for GDPR and Cookie Violations

Hunton Privacy

Carrefour France and Carrefour Banque are both affiliates of the French retail group, the Carrefour Group. Between June 8, 2018 and April 6, 2019, the CNIL received 15 complaints from individuals relating to the exercise of their data protection rights with affiliates of the Carrefour Group.

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Regulatory Update: NAIC Summer 2020 National Meeting

Data Matters

The Annuity Suitability Working Group (ASWG) led the NAIC’s multi-year efforts to develop revisions to the Suitability in Annuity Transactions Model Regulation (SAT) to incorporate a requirement for producers to act in the “best interest” of a retail customer when making a recommendation of an annuity. Revisions to SSAP No.

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SEC and FINRA Issue 2020 Examination Priorities (Including Cybersecurity) for Broker-Dealers and Investment Advisers

Data Matters

Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year. Protection of Retail Investors . Retail-Targeted Investments.

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SEC and FINRA Issue 2020 Examination Priorities for Broker-Dealers and Investment Advisers

Data Matters

Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year. Protection of Retail Investors . Retail-Targeted Investments.

Retail 68
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Mic Drop: California AG releases long-awaited CCPA Rulemaking

Data Protection Report

On October 10, 2019, with just weeks to go until the law goes into effect, the California Attorney General released the long-awaited draft regulations for the California Consumer Privacy Act (CCPA). Written comments will be accepted by the Attorney General until 5 PM (Pacific time) on December 6, 2019. The rules are not final.

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