Remove 10
Remove 2019 Remove Examples Remove Exercises Remove Government Remove Sales
article thumbnail

Takeaways From CCPA Public Forums

Data Matters

Rules for Opt-Out of Sale. Establishing rules and procedures governing requests from consumers to opt-out of the sale of personal information, including through the development and use of a recognizable and uniform opt-out logo or button by all businesses to promote consumer awareness of the opportunity to opt-out. 1798.125(a).

Sales 74
article thumbnail

SEC and FINRA Issue 2020 Examination Priorities for Broker-Dealers and Investment Advisers

Data Matters

In particular, firms can expect OCIE examinations to focus on the following core areas with respect to retail investors (which may include retail customers, clients and fund investors): Fraud, Sales Practices and Conflicts of Interest. OCIE completed 3,089 examinations in FY 2019. Information Security . OCIE Examination Trends.

Retail 68
Insiders

Sign Up for our Newsletter

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

article thumbnail

SEC and FINRA Issue 2020 Examination Priorities (Including Cybersecurity) for Broker-Dealers and Investment Advisers

Data Matters

In particular, firms can expect OCIE examinations to focus on the following core areas with respect to retail investors (which may include retail customers, clients and fund investors): Fraud, Sales Practices and Conflicts of Interest. OCIE completed 3,089 examinations in FY 2019. Information Security . OCIE Examination Trends.

article thumbnail

CCPA In-Depth Series: Draft Attorney General Regulations on Verification, Children’s Privacy and Non-Discrimination

Data Matters

On October 10, 2019, this wait finally ended. The regulations lay out a number of general principles to govern verification responsibilities. Businesses, consumer advocates, and privacy watchers have thus been eagerly waiting for over a year for the Attorney General to propose the regulations the CCPA requires him to promulgate.

Privacy 60
article thumbnail

Mic Drop: California AG releases long-awaited CCPA Rulemaking

Data Protection Report

On October 10, 2019, with just weeks to go until the law goes into effect, the California Attorney General released the long-awaited draft regulations for the California Consumer Privacy Act (CCPA). Written comments will be accepted by the Attorney General until 5 PM (Pacific time) on December 6, 2019. The rules are not final.

Sales 40
article thumbnail

CCPA In-Depth Series: Draft Attorney General Regulations on Consumer Requests

Data Matters

On October 10, 2019, this wait finally ended. Right to Opt-Out of Sale. Businesses, consumer advocates, and privacy watchers have thus been eagerly waiting for over a year for the Attorney General to propose the regulations the CCPA requires him to promulgate.

Sales 60
article thumbnail

CCPA In-Depth Series: Draft Attorney General Regulations on Consumer Notice

Data Matters

On October 10, 2019, this wait finally ended. Businesses, consumer advocates, and privacy watchers thus have been eagerly waiting for over a year for the Attorney General to propose the regulations the CCPA requires him to promulgate. update their privacy policies with numerous disclosures.

Privacy 60