11 2018 Document Privacy Retail 
Data Matters
APRIL 10, 2018
On April 3, 2018, the Financial Crimes Enforcement Network (FinCEN) issued new frequently asked questions (FAQs) regarding its customer due diligence rule (CDD Rule). These FAQs are timely because the May 11, 2018 compliance date for the CDD rule is fast approaching. Accounts Opened Before May 11, 2018.
Data Matters
SEPTEMBER 4, 2019
Securities and Exchange Commission on June 5, 2019, broker-dealers and associated persons are required to act in the best interest of a retail customer when recommending a securities transaction or investment strategy involving securities to a retail customer. The SAP Working Group voted to adopt revisions to SSAP No.
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Data Matters
FEBRUARY 20, 2020
Firms also should be prepared to explain their compliance and supervisory policies in these areas in their upcoming SEC and/or FINRA examinations, as applicable, and provide documentation of relevant reviews. Protection of Retail Investors . Retail-Targeted Investments.
Data Matters
JANUARY 24, 2020
Firms also should be prepared to explain their compliance and supervisory policies in these areas in their upcoming SEC and/or FINRA examinations, as applicable, and provide documentation of relevant reviews. Protection of Retail Investors . Retail-Targeted Investments.
ForAllSecure
APRIL 22, 2021
In 2018, we got some broader exemptions for all data, all devices all types of devices. Vamosi: For example, let's say you're a large retail organization with a number of physical locations. The Strange Case of someone hacking into a casinos fish tank, which is something right out of Ocean's 11. You want to knock over a casino?
ForAllSecure
APRIL 22, 2021
In 2018, we got some broader exemptions for all data, all devices all types of devices. Vamosi: For example, let's say you're a large retail organization with a number of physical locations. The Strange Case of someone hacking into a casinos fish tank, which is something right out of Ocean's 11. You want to knock over a casino?
IT Governance
JUNE 1, 2021
Herff Jones data breach leaves students’ bank information compromised (unknown) Georgia’s College Park leaders ‘stunned’ one of their own busted for ID theft (11) Air India discovers historic data breach dating back to 2012 (4.5 Financial information.
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