article thumbnail

SEC Announces 2022 Examination Priorities: Private Funds, ESG, Retail, Cyber, Digital Assets Top the List

Data Matters

Securities and Exchange Commission (SEC) Division of Enforcement (EXAMS or Division) issued its annual examination priorities. Private Fund, ESG Investing, Retail Investors, Cybersecurity, Fintech, and Digital Assets.

Retail 88
article thumbnail

Does your use of CCTV comply with the GDPR?

IT Governance

You must tell people when you’re collecting their personal information to give them the opportunity to exercise their data subject rights. These rights enable individuals to access the personal data organisations store on them and to challenge the way their information is used. Make sure people know they’re being recorded.

GDPR 110
Insiders

Sign Up for our Newsletter

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

article thumbnail

How to implement the General Data Protection Regulation (GDPR)

IBM Big Data Hub

Think: an online retailer that stores customers’ email addresses to send order updates. Incident response plans should include tools and tactics to recover systems and restore information security. Organizations can also take this opportunity to strengthen data security measures.

GDPR 82
article thumbnail

CCTV and the GDPR – an overview for small businesses

IT Governance

For tasks carried out in the public interest or exercise of authority vested in the data controller. The international standard for information security management, ISO 27001, is an excellent starting point for implementing the technical and organisational measures necessary under the GDPR.

GDPR 102
article thumbnail

GUEST ESSAY: Leveraging best practices and an open standard to protect corporate data

The Last Watchdog

Once you know where the data is, how it got there, and its worth (and risk) to your organization, take the time to create a catalog so that your investment in these exercises can immediately generate value for those who need the data to do their job. You almost certainly need a chief information security officer (CISO).

article thumbnail

2022 Cyber Security Review of the Year

IT Governance

Google , Clearview AI , and Meta all receives hefty penalties in 2022, demonstrating the continued important of effective information security. But these were far from the only notable cyber security headlines of the year. Meanwhile, GDPR (General Data Protection Regulation) enforcement continues apace.

Security 132
article thumbnail

SEC and FINRA Issue 2020 Examination Priorities (Including Cybersecurity) for Broker-Dealers and Investment Advisers

Data Matters

Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year. Protection of Retail Investors . Retail-Targeted Investments.