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FCA sets out plans to make Big Tech a priority and provides update on its approach to AI

Data Protection Report

The speech also covered the FCA’s response to the Government’s White Paper on Artificial Intelligence ( AI ), which was also published in parallel with the speech. Work with Big Tech firms to examine whether their data from their data from their core digital activities would be valuable in certain retail financial markets.

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Regulatory Update: NAIC Summer 2020 National Meeting

Data Matters

Annuity Suitability Working Group Drafting FAQ Document to Facilitate Uniformity in State Adoption of Revised Suitability in Annuity Transactions Model Regulation. A draft of the FAQ document was exposed for a 30-day comment period to seek feedback regarding whether additional topics should be included in the document.

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Data Mesh 101: A straightforward overview of the hottest topic in enterprise data

Collibra

Thriving enterprises in every sector of the economy — from banking to life sciences to retail — are seeking better ways to harness an abundance of data. These domain owners establish and maintain the quality of the data and provide necessary facts and documentation. Read the white paper, ‘Don’t Drown in Your Data Lake.’.

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Regulatory Update: NAIC Summer 2019 National Meeting

Data Matters

Securities and Exchange Commission on June 5, 2019, broker-dealers and associated persons are required to act in the best interest of a retail customer when recommending a securities transaction or investment strategy involving securities to a retail customer.

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Regulatory Update: NAIC Summer 2022 National Meeting

Data Matters

In parallel with its development of the new model, the Privacy Working Group is continuing to draft a white paper on data ownership and use rights. The Privacy Working Group expects to expose an initial draft of the white paper in advance of the Fall 2022 Meeting.

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What is a Customer API?

Reltio

Clienteling App for a Luxury Retailer : This is an app for 5,000 store associates. To make up for the customer data limitations of clienteling apps, some retailers are building relationship apps that are powered by a customer API. Download the white paper to learn more! Schedule a Vetco appointment. Data as a Service.

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Regulatory Update: NAIC Summer 2021 National Meeting

Data Matters

NAIC Adopts FAQ Document to Facilitate Uniformity in State Adoption of Revised Suitability in Annuity Transactions Model Regulation . The NAIC adopted a frequently asked question (FAQ) document to address issues that are likely to arise as states adopt the 2020 revisions to the Suitability in Annuity Transactions Model Regulation (SAT).