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Navigating Interactions Between Investment Advisers and Their Portfolio Companies: Risks and Best Practices

Data Matters

Securities and Exchange Commission’s (the SEC) examination and enforcement programs. In September 2012, the staff of the SEC’s Office of Compliance Inspections and Examinations (OCIE) published a report summarizing trends and areas of concern identified in its examination of various broker-dealers.

Risk 76
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The Burden of Privacy In Discovery

Data Matters

To pick just two recent examples of the latter, the EU’s General Data Protection Regulation1 (GDPR) and the California Consumer Privacy Act2 (CCPA) both impose sweeping requirements on businesses with the aim of increasing consumers’ privacy and control over how their personal data is used. For example, in John B.

Privacy 97
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The debate on the Data Protection Bill in the House of Lords

Data Protector

Where the Information Commissioner gives notices to data controllers, she can now secure compliance, with the power to issue substantial administrative penalties of up to 4% of global turnover. How then will we secure adequacy without adhering to the charter? Where she finds criminality, she can prosecute.

GDPR 120
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Regulatory Update: NAIC Spring 2019 National Meeting

Data Matters

As a general matter, the latest exposure drafts provide for further deference to the terms of the Covered Agreements and limit the application of commissioner discretion to the extent that the exercise of such discretion is inconsistent with the Covered Agreements. reinsurer that is not licensed in the state of domicile of a U.S.

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Council of the European Union Releases Draft Compromise Text on the Proposed EU Data Protection Regulation

Hunton Privacy

The European Commission published the Proposed Regulation in January 2012. Although the possibility of recasting the Proposed Regulation as a directive remains, the Presidency’s amendments emphasize that differing levels of data protection within the European Union must not impede the free flow of personal data within the Union (Recital 11).