Remove category financial-privacy
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Summary – “Industry in One: Financial Services”

ARMA International

The scope of a records and information management (RIM) program in financial services can seem overwhelming. Compared to other industries, the complexities of managing records and information in financial services are arguably some of the toughest to solve, primarily because of the intense regulatory scrutiny.

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Regulatory Update: NAIC Fall 2019 National Meeting

Data Matters

The draft revisions include a requirement for producers to act in the “best interest” of a retail customer when making a recommendation of an annuity. Privacy Protections Working Group. NAIC Continues Efforts to Address Innovation and Technology in the Insurance Sector.

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Regulatory Update: NAIC Fall 2019 National Meeting

Data Matters

The draft revisions include a requirement for producers to act in the “best interest” of a retail customer when making a recommendation of an annuity. Privacy Protections Working Group. NAIC Continues Efforts to Address Innovation and Technology in the Insurance Sector.

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Regulatory Update: NAIC Summer 2020 National Meeting

Data Matters

Despite not being able to meet in-person, the NAIC utilized the Summer Meeting as an opportunity to host conversations among insurance regulators, industry members and consumers regarding recent events, including the impact of COVID-19 on the insurance industry as well as racial inequality and the promotion of diversity in the insurance industry.

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Regulatory Update: NAIC Summer 2021 National Meeting

Data Matters

The NAIC adopted revised risk-based capital (RBC) factors for bond investments of life insurers, otherwise known as C1 RBC charges, which will apply commencing with year-end 2021 financial statements and RBC schedules.