Data Matters

FEBRUARY 20, 2020

Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year. Focus Areas for Both Broker-Dealers and Investment Advisers.

Retail 68

Retail Compliance Marketing Risk 68

Data Matters

JANUARY 24, 2020

Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year. Focus Areas for Both Broker-Dealers and Investment Advisers.

Cybersecurity 68

Cybersecurity Retail Compliance Marketing 68

John Battelle's Searchblog

JANUARY 1, 2021

In some ways, this is foolhardy – like predicting that the election would drive 2020, only to see it overwhelmed by COVID-19. Google does in 2021 what I predicted it would in 2020. Previous predictions: Predictions 2020. 2020: How I Did. Predictions 2010. 2010: How I Did. And off we go… 1.

Marketing 144

Marketing Artificial Intelligence Blockchain Communications 144

Hunton Privacy

AUGUST 12, 2020

On August 11, 2020, the Court of Appeal of England and Wales overturned the High Court’s dismissal of a challenge to South Wales Police’s use of Automated Facial Recognition technology (“AFR”), finding that its use was unlawful and violated human rights. It is not a question of simple multiplication.

Personal data 111

Personal data Risk IT Privacy 111

Data Matters

SEPTEMBER 29, 2021

11 As the Advisory Committee’s Note to the 1983 Amendment explained, the amended Rule sought to “prevent use of discovery to wage a war of attrition or as a device to coerce a party, whether financially weak or affluent.”12 Thus, while many preservation steps can seem like passive exercises, the impact on privacy can be significant.

Privacy 97

Privacy e-Discovery Computer and Electronics e-Delivery 97

HL Chronicle of Data Protection

MAY 13, 2019

Oversee vendors : Licensees must exercise due diligence by vetting vendors prior to onboarding, and must contractually require vendors to implement appropriate safeguards to protect non-public consumer information and information systems. On 19 December 2018, Ohio became the second State to adopt a law based on the NAIC Model.

Insurance 40

Insurance Cybersecurity Data breaches Financial Services 40