Retail Security Tools White Paper 
Data Protection Report
APRIL 23, 2024
The speech also covered the FCA’s response to the Government’s White Paper on Artificial Intelligence ( AI ), which was also published in parallel with the speech. Work with Big Tech firms to examine whether their data from their data from their core digital activities would be valuable in certain retail financial markets.
The Last Watchdog
APRIL 24, 2019
Related: Free ‘VRMM’ tool measures third-party exposure Just take a look at Europe’s GDPR , NYDFS’s cybersecurity requirement s or even California’s newly minted Consumer Privacy Act. The founding participants developed assessment regimes and tools, all having to do with measuring and assessing, essentially, third-party risks.
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Collibra
MAY 11, 2022
Thriving enterprises in every sector of the economy — from banking to life sciences to retail — are seeking better ways to harness an abundance of data. 65% or organization are using at least 10 different data engineering tools. Read the white paper, ‘Don’t Drown in Your Data Lake.’. Time-consuming. Error-prone.
Data Matters
SEPTEMBER 3, 2020
The Annuity Suitability Working Group (ASWG) led the NAIC’s multi-year efforts to develop revisions to the Suitability in Annuity Transactions Model Regulation (SAT) to incorporate a requirement for producers to act in the “best interest” of a retail customer when making a recommendation of an annuity. Revisions to SSAP No.
Data Matters
SEPTEMBER 7, 2022
In parallel with its development of the new model, the Privacy Working Group is continuing to draft a white paper on data ownership and use rights. The Privacy Working Group expects to expose an initial draft of the white paper in advance of the Fall 2022 Meeting. 43R — Loan-Backed and Structured Securities (SSAP No.
Data Matters
SEPTEMBER 4, 2019
Securities and Exchange Commission on June 5, 2019, broker-dealers and associated persons are required to act in the best interest of a retail customer when recommending a securities transaction or investment strategy involving securities to a retail customer. In addition, revisions were made to SSAP No.
Data Matters
SEPTEMBER 20, 2021
Valuation of Securities (E) Task Force Adopts an Amendment to the Purposes and Procedures Manual to Add Instructions for Review of Funds. The P&P Manual currently grants the NAIC’s Securities Valuation Office (SVO) discretion when determining whether a fund’s use of derivatives is consistent with a fixed income-like security (i.e.,
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