Remove 11
Remove 2020 Remove Examples Remove Exercises Remove Government Remove Trends
article thumbnail

SEC and FINRA Issue 2020 Examination Priorities for Broker-Dealers and Investment Advisers

Data Matters

Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year. Focus Areas for Both Broker-Dealers and Investment Advisers.

Retail 68
article thumbnail

SEC and FINRA Issue 2020 Examination Priorities (Including Cybersecurity) for Broker-Dealers and Investment Advisers

Data Matters

Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year. Focus Areas for Both Broker-Dealers and Investment Advisers.

Insiders

Sign Up for our Newsletter

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

article thumbnail

Nation-State-Sponsored Attacks: Not Your Grandfather’s Cyber Attacks

Data Matters

Attorney General described a recent takedown of a Russian government-sponsored botnet called Cyclops Blink before it was weaponized and caused damage. and foreign government agencies. government reported a significant rise in hacks perpetrated against private companies by nation-state-sponsored threat actors. Agency (Feb.

article thumbnail

Predictions 2021: Disinformation, SPACs, Africa, Facebook, and a Return to Tech Optimism

John Battelle's Searchblog

In some ways, this is foolhardy – like predicting that the election would drive 2020, only to see it overwhelmed by COVID-19. Google does in 2021 what I predicted it would in 2020. There will be some movement – net neutrality will probably get reaffirmed and we’ll fix Trump’s H1-B messes, for example.

Marketing 144
article thumbnail

The Burden of Privacy In Discovery

Data Matters

To pick just two recent examples of the latter, the EU’s General Data Protection Regulation1 (GDPR) and the California Consumer Privacy Act2 (CCPA) both impose sweeping requirements on businesses with the aim of increasing consumers’ privacy and control over how their personal data is used. For example, in John B.

Privacy 97
article thumbnail

Data collection cheat sheet: how Parler, Twitter, Facebook, MeWe’s data policies compare

Security Affairs

Alternative social media platforms, also known as “alt” or alt-tech, were catapulted into the spotlight near the end of 2020 due to US President Donald Trump’s claims of election interference. However, just because Voat does not state that it collects, for example, user generated content, does not mean that it does not collect that data.