IT Governance

MARCH 11, 2024

Source (New) Finance USA Yes 3,494 Woodruff Sawyer Source (New) Insurance USA Yes 3,087 Blackburn College Source (New) Education USA Yes 3,039 CAIRE Inc. Source (New) Professional services Netherlands Yes 28.3 Source (New) Professional services Netherlands Yes 28.3 Source (New) Professional services Netherlands Yes 28.3

Data Privacy 87

Data Privacy Privacy Security Data breaches 87

Data Matters

APRIL 23, 2018

* This article first appeared in In-House Defense Quarterly on April 3, 2018. Information security is not yet a science; outside of the handful of issues falling under the field of cryptography, there is no formalized system of classification.

Cybersecurity 60

Cybersecurity Risk Passwords Authentication 60

Data Matters

JANUARY 24, 2020

OCIE also will focus on recommendations and advice provided to retail investors, with a particular emphasis on seniors, retirees, teachers and military personnel, as well as products that the SEC considers higher risk (e.g., Information Security . Additional Focus Areas Specific to Broker-Dealers. OCIE Examination Trends.

Cybersecurity 68

Cybersecurity Retail Compliance Marketing 68

Data Matters

FEBRUARY 20, 2020

Information Security . OCIE will continue to examine municipal advisors (including broker-dealers and RIAs dually registered as municipal advisors) for compliance with registration, professional qualification and continuing education requirements. Additional Focus Areas Specific to Broker-Dealers. OCIE Examination Trends.

Retail 68

Retail Compliance Marketing Risk 68