Data Matters

APRIL 6, 2022

1 Consistent with its recent rulemaking activity, in its accompanying release, the SEC highlighted private funds; Environmental, Social and Governance (ESG) investing; retail; cyber; and digital assets as key examination priorities. Private Fund, ESG Investing, Retail Investors, Cybersecurity, Fintech, and Digital Assets.

Retail 88

Retail Compliance Sales Risk 88

The Last Watchdog

NOVEMBER 26, 2018

What’s noteworthy, from my perspective, is that Snyder had the foresight to make cybersecurity readiness a key component of his reinvent Michigan strategy, from day one. Merit is an acronym for the Michigan Educational Research Information Triad. Getting proactive. Merit has a fascinating heritage. But the program has steadily morphed.

Cybersecurity 166

Cybersecurity Military Education Government 166

The Last Watchdog

MARCH 21, 2022

But data management begins with strategy, not technology. All business leaders and the board of directors need to recognize the critical nature of data and be willing to invest time, strategy and budget in protecting it — or accept the fact that you may lose it. Educate employees. Create a data catalog. Conduct risk analysis.

Encryption 214

Encryption Cloud Privacy GDPR 214

IT Governance

DECEMBER 20, 2022

Although Vladimir Putin and his sympathisers assured the world that they were simply conducting military exercises, the inevitable occurred on 24 February, when troops mobilised and war was declared. Tensions rose throughout February as the Russian military amassed across the Ukrainian border. Source: Security Affairs.

Security 132

Security Data breaches Ransomware Military 132

Bill Schmarzo - Dell EMC

APRIL 4, 2018

Figure 1: “Driving Business Strategies with Data Science: Big Data MBA” Because in our evolving world, successful digital transformation will be the difference whether a business survives or wilts in the modern economy. Supply and demand fundamentals are upended by digital strategies. Prepare for Vacation.

Digital transformation 98

Digital transformation Big data Marketing Artificial Intelligence 98

Data Matters

FEBRUARY 20, 2020

Protection of Retail Investors . For both broker-dealers and investment advisers, OCIE will continue to emphasize the protection of retail investors, particularly seniors and those saving for retirement. Retail-Targeted Investments. 1 In general, the 2020 Examination Priorities continue recurring themes from recent prior years.

Retail 68

Retail Compliance Marketing Risk 68

Data Matters

JANUARY 24, 2020

Protection of Retail Investors . For both broker-dealers and investment advisers, OCIE will continue to emphasize the protection of retail investors, particularly seniors and those saving for retirement. Retail-Targeted Investments. Additional Focus Areas Specific to Broker-Dealers.

Cybersecurity 68

Cybersecurity Retail Compliance Marketing 68