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Thursday LTNY 2019 Sessions: eDiscovery Trends

eDiscovery Daily

In addition to that, CloudNine conducted a great new NineForum Discovery Education Series where prominent and highly respected eDiscovery and litigation support experts delivered 9 TED-style talks, 20 minutes each, covering important topics impacting the legal community. , sponsored by ACEDS, CloudNine and Compliance Discovery Solutions.

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Another Commentary from The Sedona Conference: eDiscovery Best Practices

eDiscovery Daily

The Sedona ConferenceĀ® (TSC) Conference and its Working Group 1 on Electronic Document Retention & Production (WG1) have yet another publication to announce in 2018. Guideline 2: Adopting and consistently following a policy governing an organizationā€™s preservation obligations are factors that may demonstrate reasonableness and good faith.

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The debate on the Data Protection Bill in the House of Lords

Data Protector

What follows below is an edited version of the debate in the House of Lords of the Second Reading of the Data Protection Bill, held on 10 October. Even if the Bill successfully aligns UK law with the EU data protection framework as at 25 May 2018, that does not mean that the Bill makes proper provision for the future.

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SEC and FINRA Issue 2020 Examination Priorities for Broker-Dealers and Investment Advisers

Data Matters

OCIE will continue to examine municipal advisors (including broker-dealers and RIAs dually registered as municipal advisors) for compliance with registration, professional qualification and continuing education requirements. In FY 2019, OCIE examined approximately 15% of all RIAs, notwithstanding the government shutdown in early 2019.

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SEC and FINRA Issue 2020 Examination Priorities (Including Cybersecurity) for Broker-Dealers and Investment Advisers

Data Matters

OCIE will continue to examine municipal advisors (including broker-dealers and RIAs dually registered as municipal advisors) for compliance with registration, professional qualification and continuing education requirements. In FY 2019, OCIE examined approximately 15% of all RIAs, notwithstanding the government shutdown in early 2019.

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Part 3: OMG! Not another digital transformation article! Is it about effecting risk management and change management?

ARMA International

Take the example of the pandemic: only some governments engaged pandemic experts to develop actions plans. The end state is to use DT to optimize the use of resources, increase ROI, and improve governance, strategic risk management, and compliance, as illustrated by the five levels in Figure 3. Figure 3: Digital capability levels.