ARMA International

NOVEMBER 7, 2019

The scope of a records and information management (RIM) program in financial services can seem overwhelming. Compared to other industries, the complexities of managing records and information in financial services are arguably some of the toughest to solve, primarily because of the intense regulatory scrutiny.

Financial Services 52

Financial Services Communications Compliance Risk 52

Krebs on Security

MARCH 23, 2020

The story concluded that this dubious service had been scamming people and companies for more than a decade, and promised a Part II to explore who was behind Web Listings. Since at least 2007, Web Listings Inc. The missives appear to be an $85 bill for an “annual search engine listing” service.

Sales 250

Sales Marketing Financial Services IT 250

Hunton Privacy

NOVEMBER 17, 2009

Today, eight federal financial regulatory agencies issued a final Gramm-Leach-Bliley Act (“GLBA”) model privacy notice. The final model notice incorporates financial institutions’ required disclosures pursuant to Section 503 of the GLBA. Section 728 also provides a safe harbor.

Privacy 40

Privacy Financial Services Compliance IT 40

Hunton Privacy

OCTOBER 21, 2009

The federal financial services agencies are expected to shortly announce a proposed-final Gramm-Leach-Bliley Act (“GLBA”) model form privacy notice. The model notice incorporates financial institutions’ required disclosures pursuant to Section 503 of the GLBA. Section 728 also provides a safe harbor.

Privacy 40

Privacy Financial Services Compliance Paper 40

Hunton Privacy

NOVEMBER 8, 2012

On October 29, 2012, the UK Information Commissioner’s Office (“ICO”) served private sector financial services company The Prudential Assurance Company Limited (“Prudential”) with a monetary penalty of £50,000 in connection with a serious violation of the Data Protection Act 1998 (“DPA”).

Financial Services 40

Financial Services Personal data IT Privacy 40

Hunton Privacy

SEPTEMBER 23, 2015

District Court for the District of Minnesota certified a Federal Rule of Civil Procedure 23(b)(3) class of financial services institutions claiming damages from Target Corporation’s 2013 data breach. On September 15, 2015, Judge Magnuson of the U.S. Noting that the case of In re TJX Cos. Retail Sec. Breach Litig.,

Data breaches 45

Data breaches Financial Services Retail IT 45

Hunton Privacy

JULY 22, 2009

The UK Financial Services Authority (FSA) has announced today fines for three HSBC entities totaling £3 million for failing to have adequate systems and controls in place to protect their customers’ confidential data. The fine is the highest to date in the UK and reflects a 30% discount for cooperating with the FSA.

Security 40

Security Insurance Data breaches Personal data 40