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SEC Announces Examination Priorities for 2019

Data Matters

Securities and Exchange Commission (the SEC) released its report (the 2019 Report) setting forth its list of examination priorities for 2019 (the Exam Priorities). Continued Focus on Retail Investors. On December 20, 2018, the Office of Compliance Inspections and Examinations (OCIE) of the U.S. capital markets.

Retail 68
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2019 end-of-year review part 2: July to December

IT Governance

Welcome to the second part of our round-up of 2019’s information security stories. The NHS was criticised for signing a deal with Amazon that allowed patients to access their health information via its Alexa voice assistant – potentially granting the online retail giant access to vast amounts of sensitive personal data.