Data Protector

AUGUST 17, 2020

One of the Government's core objectives throughout the Brexit negotiations has been to respect data protection rights, slash Brussels' red tape and allow the United Kingdom to be a competitive safe haven for businesses all over the world. No longer might UK privacy pros feel obliged to wait for the publication of weirdly worded EDPB opinions.

Privacy 156

Privacy GDPR Personal data Computer and Electronics 156

Data Matters

FEBRUARY 20, 2020

Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year. Focus Areas for Both Broker-Dealers and Investment Advisers.

Retail 68

Retail Compliance Marketing Risk 68

Data Matters

JANUARY 24, 2020

Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year. Focus Areas for Both Broker-Dealers and Investment Advisers.

Cybersecurity 68

Cybersecurity Retail Compliance Marketing 68