Data Protector

OCTOBER 11, 2017

For example, although there are clear benefits to medical research from giving researchers access to anonymised medical data, it remains a matter of concern to the public, the media and the profession itself. Withdrawal from the EU means that we stand to lose the institutional platform from which we have exercised that influence.

GDPR 120

GDPR Personal data Government IT 120

Data Matters

FEBRUARY 20, 2020

Focus areas for such examinations will include sales practices, supervision of high-risk personnel and compliance with key regulatory requirements (including Rule 15c2-11 under the Securities Exchange Act of 1934, as amended (Exchange Act), the locate requirement of Regulation SHO and the obligation to file suspicious activity reports (SARs)).

Retail 68

Retail Compliance Marketing Risk 68

Data Matters

JANUARY 24, 2020

Focus areas for such examinations will include sales practices, supervision of high-risk personnel and compliance with key regulatory requirements (including Rule 15c2-11 under the Securities Exchange Act of 1934, as amended (Exchange Act), the locate requirement of Regulation SHO and the obligation to file suspicious activity reports (SARs)).

Cybersecurity 68

Cybersecurity Retail Compliance Marketing 68