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Who’s Behind the NetWire Remote Access Trojan?

Krebs on Security

While the defendant in this case hasn’t yet been named publicly, the NetWire website has been leaking information about the likely true identity and location of its owner for the past 11 years. ” In 2010, someone using the email address dugidox@gmail.com registered the domain dugidox[.]com. org , also registered in 2012.

Access 254
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SEC and FINRA Issue 2020 Examination Priorities for Broker-Dealers and Investment Advisers

Data Matters

Firms also should be prepared to explain their compliance and supervisory policies in these areas in their upcoming SEC and/or FINRA examinations, as applicable, and provide documentation of relevant reviews. Protection of Retail Investors . Retail-Targeted Investments.

Retail 68
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SEC and FINRA Issue 2020 Examination Priorities (Including Cybersecurity) for Broker-Dealers and Investment Advisers

Data Matters

Firms also should be prepared to explain their compliance and supervisory policies in these areas in their upcoming SEC and/or FINRA examinations, as applicable, and provide documentation of relevant reviews. Protection of Retail Investors . Retail-Targeted Investments.