Data Matters

FEBRUARY 20, 2020

Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year. Focus Areas for Both Broker-Dealers and Investment Advisers.

Retail 68

Retail Compliance Marketing Risk 68

Data Matters

JANUARY 24, 2020

Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year. Focus Areas for Both Broker-Dealers and Investment Advisers.

Cybersecurity 68

Cybersecurity Retail Compliance Marketing 68

Data Matters

MAY 17, 2022

It used to be that data breaches were all about cyber-crooks hacking computer systems to steal personal information, followed by an affected company sending regretful notification letters offering a year or two of complimentary credit monitoring. and foreign government agencies. All rights reserved. imposed economic sanctions.

Cybersecurity 97

Cybersecurity Government Authentication Ransomware 97

Troy Hunt

FEBRUARY 10, 2020

And just a side-note before I jump into those fundamentals: I had a quick flick through the government's eSafety guidance for children under 5 whilst on the plane and it has a bunch of really good stuff. pic.twitter.com/GyVCTkOErO — Troy Hunt (@troyhunt) January 30, 2020 Nothing bad will happen to him following this photo.

Privacy 140

Privacy Access IT Education 140