Data Matters

JANUARY 24, 2020

Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year. Focus Areas for Both Broker-Dealers and Investment Advisers.

Cybersecurity 68

Cybersecurity Retail Compliance Marketing 68

Privacy and Cybersecurity Law

JUNE 23, 2021

On June 11, 2021, the Regulation on notifications of incidents affecting networks, information systems and IT services (“ Regulation ”) – adopted by means of the Decree of the President of the Council of Ministers (DPCM) of 14 April 2021, no. National and EU agenda for cybersecurity. 82, providing urgent provisions on cybersecurity.

Cybersecurity 52

Cybersecurity Communications Data breaches Security 52

Data Matters

MAY 17, 2022

Attorney General described a recent takedown of a Russian government-sponsored botnet called Cyclops Blink before it was weaponized and caused damage. and foreign government agencies. Statement by President Biden on our Nation’s Cybersecurity (March 21, 2022). imposed economic sanctions. Earlier this year, the U.S. 20, 2021).

Cybersecurity 97

Cybersecurity Government Authentication Ransomware 97

Data Matters

FEBRUARY 20, 2020

Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year. Focus Areas for Both Broker-Dealers and Investment Advisers.

Retail 68

Retail Compliance Marketing Risk 68