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SEC Announces Settled Charges Against First American for Cybersecurity Disclosure Controls Failures – Lessons Learned

Data Matters

On June 15, 2021, the SEC announced settled charges against First American Title Insurance Company (First American) for disclosure controls and procedures violations related to a cybersecurity vulnerability that exposed sensitive customer information. The SEC’s Order provides critical insight for public companies’ disclosure regimes.

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Historic Charges: First Enforcement Action Filed by New York Department of Financial Services Under Cybersecurity Regulation

Data Matters

On July 21, 2020, the New York State Department of Financial Services (NYDFS or the Department) issued a statement of charges and notice of hearing (the Statement) against First American Title Insurance Company (First American) for violations of the Department’s Cybersecurity Requirements for Financial Services Companies, 23 N.Y.C.R.R.

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SEC Chair: Sweeping New Cybersecurity Rules Are Coming Soon

Data Matters

SROs and ATSs Covered by Regulation Systems Compliance and Integrity. 10 The highly prescriptive requirements that Reg SCI imposes on covered SCI entities regarding systems’ capacity, integrity, resiliency, availability, and security are pervasive, onerous, and costly. Best Practices for Public Companies. s software.

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Preparing for Litigation Before it Happens: eDiscovery Best Practices, Part Four

eDiscovery Daily

Now, Tom has written another terrific overview regarding pre-litigation considerations titled Preparing for Litigation Before it Happens that we’re happy to share on the eDiscovery Daily blog. In addition, industry specific regulations in areas such as gaming or insurance can vary from state to state. Compliance. Inefficiency.

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Part 3: OMG! Not another digital transformation article! Is it about effecting risk management and change management?

ARMA International

Srivastav 2014, p 18). Latson 2014) Unfortunately, the events unfolded almost exactly like the scenario in Situation Number 21. The end state is to use DT to optimize the use of resources, increase ROI, and improve governance, strategic risk management, and compliance, as illustrated by the five levels in Figure 3.

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An Approach to Cybersecurity Risk Oversight for Corporate Directors

Data Matters

The hope is that the strategy outlined herein will help corporate directors and executives who support them ( e.g. , legal, information technology security, privacy, compliance, and audit) make practical use of the various technical guidelines available without misaligning their systems from the broader corporate mission. Principle 5.