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SEC and FINRA Issue 2020 Examination Priorities for Broker-Dealers and Investment Advisers

Data Matters

In particular, firms can expect OCIE examinations to focus on the following core areas with respect to retail investors (which may include retail customers, clients and fund investors): Fraud, Sales Practices and Conflicts of Interest. Compared with FY 2017, the number of examinations has increased almost 7%. Information Security .

Retail 68
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SEC and FINRA Issue 2020 Examination Priorities (Including Cybersecurity) for Broker-Dealers and Investment Advisers

Data Matters

In particular, firms can expect OCIE examinations to focus on the following core areas with respect to retail investors (which may include retail customers, clients and fund investors): Fraud, Sales Practices and Conflicts of Interest. Compared with FY 2017, the number of examinations has increased almost 7%. Information Security .

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The Good, Bad, And The Ugly: Key Takeaways From California’s New Privacy Law

Privacy and Cybersecurity Law

In the aftermath of the Cambridge Analytica scandal, and in the footsteps of Europe’s General Data Protection Regulation (“GDPR”), California privacy advocates introduced a ballot initiative on October 12, 2017 called “The Consumer Right to Privacy Act of 2018” (No. The CCPA governs how businesses treat “consumer” “personal information.”

Privacy 58
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The Good, Bad, And The Ugly: Key Takeaways From California’s New Privacy Law

Privacy and Cybersecurity Law

In the aftermath of the Cambridge Analytica scandal, and in the footsteps of Europe’s General Data Protection Regulation (“GDPR”), California privacy advocates introduced a ballot initiative on October 12, 2017 called “The Consumer Right to Privacy Act of 2018” (No. The CCPA governs how businesses treat “consumer” “personal information.”

Privacy 58
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The Hacker Mind Podcast: Hacking Diversity

ForAllSecure

I remember seeing that a company wanted 10 years or more of Kubernetes experience. At the time of this podcast, Kubernetes hasn't yet been around for 10 years. There are studies that show that men are more likely to apply for jobs that ask for 10 years of Kubernetes experience than bluster their way through the job interview.

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The Hacker Mind Podcast: Hacking Diversity

ForAllSecure

I remember seeing that a company wanted 10 years or more of Kubernetes experience. At the time of this podcast, Kubernetes hasn't yet been around for 10 years. There are studies that show that men are more likely to apply for jobs that ask for 10 years of Kubernetes experience than bluster their way through the job interview.