SEC Announces 2022 Examination Priorities: Private Funds, ESG, Retail, Cyber, Digital Assets Top the List
Data Matters
APRIL 6, 2022
fractional shares, “finfluencers,” or digital engagement practices); and whether operations and controls in place are consistent with disclosures made and advice and recommendations are consistent with investors’ investment strategies; custody arrangements for crypto-assets; and the offer, sale, recommendation, advice, and trading of crypto-assets.
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