eDiscovery Daily

FEBRUARY 4, 2020

There’s still time to check out the show if you’re in the New York area with a number of sessions available and over 158 exhibitors providing information on their products and services, including our company, CloudNine at booth #3000 in America’s Hall 2. 11:00am – 12:00pm: Mobile Data: Issues in Data Privacy and Data Protection.

e-Discovery 59

e-Discovery Data Privacy Blockchain Privacy 59

Data Matters

FEBRUARY 20, 2020

Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year. Focus Areas for Both Broker-Dealers and Investment Advisers.

Retail 68

Retail Compliance Marketing Risk 68

Data Matters

JANUARY 24, 2020

Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year. Focus Areas for Both Broker-Dealers and Investment Advisers.

Cybersecurity 68

Cybersecurity Retail Compliance Marketing 68