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SEC Announces 2022 Examination Priorities: Private Funds, ESG, Retail, Cyber, Digital Assets Top the List

Data Matters

1 Consistent with its recent rulemaking activity, in its accompanying release, the SEC highlighted private funds; Environmental, Social and Governance (ESG) investing; retail; cyber; and digital assets as key examination priorities. Fiscal Year 2021 Highlights. Importance of Compliance Programs.

Retail 88
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Top 12 Cloud Security Best Practices for 2021

eSecurity Planet

CloudPassage’s 2021 AWS Cloud Security Report found that misconfiguration of cloud platforms (71 percent), exfiltration of sensitive data (59 percent), and insecure APIs (54 percent) are the top cloud security threats facing cybersecurity professionals. What compliance requirements does the provider support? Train your staff.

Cloud 131
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Identity Proofing: The New Foundation for Every Digital Identity

Thales Cloud Protection & Licensing

Tue, 11/30/2021 - 06:01. During the Thales Trusted Access Summit 2021, I discussed how advances in identity proofing such as biometrics and smartphone technologies are enabling organizations to deliver KYC effectively by offering a quick, frictionless, and secure identity proofing environment. Premium automotive apps.

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Regulatory Update: NAIC Summer 2019 National Meeting

Data Matters

Securities and Exchange Commission on June 5, 2019, broker-dealers and associated persons are required to act in the best interest of a retail customer when recommending a securities transaction or investment strategy involving securities to a retail customer. Under Regulation Best Interest (Regulation BI), as adopted by the U.S.