ARMA International

NOVEMBER 7, 2019

In today’s financial services marketplace, a financial institution exists to provide a wide variety of deposit, lending, and investment products to individuals, businesses, and/or governments. By far, the most stringent recordkeeping regulations in the United States are those imposed on the securities broker-dealer industry.

Financial Services 52

Financial Services Communications Compliance Risk 52

eDiscovery Daily

OCTOBER 20, 2019

Client communications. e-Discovery Data Management: Governance and Process Optimization. These professionals are specializing in an area of expertise and validating that knowledge with certification(s) such as the CIPP US/EU for privacy, the GLEG or CISSP for security, or CEDS for those wanting to specialize in e-discovery and more.

e-Discovery 40

e-Discovery Data Privacy Education Privacy 40

ARMA International

SEPTEMBER 27, 2021

This part also discusses managing CS risks such as ransomware, privacy, change management, and user adoption. Thus, common tools and techniques are risk matrices, risk registers, risk logs, risk breakdown structures, risk categories, Monte Carlo simulations, and sensitivity analyses. Jurisdiction and Privacy Data Risks.

Digital transformation 54

Digital transformation Risk IT Computer and Electronics 54