11 2016 Blog Information Security Retail 
Data Matters
JANUARY 16, 2019
In fiscal year (FY) 2018, the OCIE National Exam Program examined approximately 17 percent of SEC-registered advisers (RIAs), up from 15 percent during FY 2017 and 11 percent during FY 2016. Continued Focus on Retail Investors. Just five years ago, 9 percent of RIAs were examined. Other Relevant Focus Areas.
IT Governance
DECEMBER 30, 2019
Welcome to the second part of our round-up of 2019’s information security stories. The second half of the year began with major data privacy news: the UK’s data protection authority, the ICO (Information Commissioner’s Office), announced its intention to fine British Airways and Marriott International a combined £282.6
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