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Navigating Interactions Between Investment Advisers and Their Portfolio Companies: Risks and Best Practices

Data Matters

8 The data also suggests that this trend will continue; for example, in fiscal year 2019, investment adviser and investment company issues accounted for 36 percent of all enforcement actions the SEC brought, an increase from 22 percent in fiscal year 2018. 4, 2020), [link]. 5510 (May 26, 2020), [link]. 08-cv-2050 (N.D.

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CCPA In-Depth Series: Draft Attorney General Regulations on Consumer Notice

Data Matters

In the summer of 2018, the California Legislature drafted and passed the California Consumer Privacy Act (CCPA) in record time. General Guidance (Sections 998.305-08). The regulations require businesses to explain that they may not discriminate against consumers who exercise their CCPA rights. Today we look at consumer notice.

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