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WHAT IS GOING ON IN THE RUSSIAN MARKET?

Info Source

WHAT IS GOING ON IN THE RUSSIAN MARKET? Among the permanent factors affecting the Russian market are, for example, the unemployment rate, low real wages, and extreme social inequalities, which remain high both in large cities and rural areas. Therefore, what is going on in the vast Russian market at present?

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SEC and FINRA Issue 2020 Examination Priorities for Broker-Dealers and Investment Advisers

Data Matters

Broker-dealers may be selected for examination based on their market making or other significant trading activity in unlisted securities, as well as employing registered personnel with disciplinary history. Retail-Targeted Investments. Information Security .

Retail 68
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SEC and FINRA Issue 2020 Examination Priorities (Including Cybersecurity) for Broker-Dealers and Investment Advisers

Data Matters

OCIE also will focus on recommendations and advice provided to retail investors, with a particular emphasis on seniors, retirees, teachers and military personnel, as well as products that the SEC considers higher risk (e.g., Retail-Targeted Investments. Information Security .

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EP 49: LoL

ForAllSecure

You know, what's exciting for us is we started this business that when we came from NSA and said you know what, there is a large, unaddressed market that doesn't have access to expertise. Kyle was doing this for the government, doing this for the good of a nation. Six weeks later, on August 11. Think of it as a Trojan horse.