IT Governance

DECEMBER 13, 2018

This week, in our last podcast of the year, we revisit some of the biggest information security stories from the past 12 months. As is now traditional, I’ve installed myself in the porter’s chair next to the fire in the library, ready to recap some of the year’s more newsworthy information security events. caused problems of their own.

Data breaches 71

Data breaches Personal data Access GDPR 71

Data Matters

JANUARY 24, 2020

Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year.

Cybersecurity 68

Cybersecurity Retail Compliance Marketing 68

Data Matters

FEBRUARY 20, 2020

Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year. Retail-Targeted Investments.

Retail 68

Retail Compliance Marketing Risk 68