Data Matters

FEBRUARY 20, 2020

Firms also should be prepared to explain their compliance and supervisory policies in these areas in their upcoming SEC and/or FINRA examinations, as applicable, and provide documentation of relevant reviews. Protection of Retail Investors . Retail-Targeted Investments.

Retail 68

Retail Compliance Marketing Risk 68

Data Matters

JANUARY 24, 2020

Firms also should be prepared to explain their compliance and supervisory policies in these areas in their upcoming SEC and/or FINRA examinations, as applicable, and provide documentation of relevant reviews. Protection of Retail Investors . Retail-Targeted Investments.

Cybersecurity 68

Cybersecurity Retail Compliance Marketing 68

ForAllSecure

JANUARY 19, 2022

For example, here’s Jerry Lewis in a scene from a 1950s film, where he’s trying to break into a Nazi German military base. It's documented. Moffett: So I think there's been huge improvements in sort of end user awareness and training. Fact is, we’ve long had passwords as a credential. Lewis: Good. Other: Wait.

Passwords 52

Passwords Authentication Access Data breaches 52

KnowBe4

MARCH 7, 2023

They started out with: "As Putin began his invasion of Ukraine, a network used throughout Europe—and by the Ukrainian military—faced an unprecedented cyberattack that doubled as an industrywide wake-up call. That's why training your end-users is so important. What they refer to is the Viasat hack. government.

Phishing 82

Phishing Ransomware Cybersecurity Security awareness 82