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SEC and FINRA Issue 2020 Examination Priorities (Including Cybersecurity) for Broker-Dealers and Investment Advisers

Data Matters

Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year. Information Security .

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Nation-State-Sponsored Attacks: Not Your Grandfather’s Cyber Attacks

Data Matters

Statement by President Biden on our Nation’s Cybersecurity (March 21, 2022). Defense Information Technology , Cybersecurity & Infrastructure Sec. In response, the Biden Administration has made cybersecurity defense a key agenda item. Strengthening American Cybersecurity Act of 2022, S. Agency (Feb. 14,028, 86 Fed.

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SEC and FINRA Issue 2020 Examination Priorities for Broker-Dealers and Investment Advisers

Data Matters

Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year. Information Security . Retail-Targeted Investments.

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Top Breach and Attack Simulation (BAS) Vendors

eSecurity Planet

Breach and attack simulation (BAS) is a relatively new IT security technology that can automatically spot vulnerabilities in an organization’s cyber defenses, akin to continuous, automated penetration testing. Just a few years into BAS’s entry into the cybersecurity marketplace, vendors range from startups to fast-growing mid-sized companies.

Risk 67