Data Matters

FEBRUARY 20, 2020

Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year. Protection of Retail Investors .

Retail 68

Retail Compliance Marketing Risk 68

Data Matters

JANUARY 24, 2020

Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year. Protection of Retail Investors .

Cybersecurity 68

Cybersecurity Retail Compliance Marketing 68

eSecurity Planet

SEPTEMBER 10, 2021

Leading IaaS and platform as a service (PaaS) vendors like Amazon Web Services (AWS) and Microsoft Azure provide documentation to their customers so all parties understand where specific responsibilities lie according to different types of deployment. What compliance requirements does the provider support?

Cloud 131

Cloud Security Encryption Risk 131

Reltio

JUNE 12, 2020

Years in Position: Over 10 years. Charles does not like heavy processes or excessive documentation. Yes, I’d been thinking about it for a while and finally decided to take the plunge while on paternity leave; starting the business in 2017. Company: DataZed. B2B, B2C or B2B2C: B2B.

Insurance 52

Insurance Customer Experience B2B MDM 52