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Regulatory Update: NAIC Summer 2021 National Meeting

Data Matters

The National Association of Insurance Commissioners (NAIC) held its Summer 2021 National Meeting (Summer Meeting) August 14-17, 2021. Among other matters, the revised bond factors establish a more granular rating analysis by expanding the number of bond designation categories from the previous six categories to 20 categories.

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The Week in Cyber Security and Data Privacy: 5 – 11 February 2024

IT Governance

At the end of each month, these incidents – and any others that we find – will be used to inform our monthly analysis of data breaches and cyber attacks. Source New Retail USA Yes 457 Midwest Hardwood Company LLC Source New Manufacturing USA Yes 373 Precision Tune Auto Care Source New Transport USA Yes 0.274 GB Trendium Pool Products, Inc.

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Regulatory Update: NAIC Summer 2019 National Meeting

Data Matters

Securities and Exchange Commission on June 5, 2019, broker-dealers and associated persons are required to act in the best interest of a retail customer when recommending a securities transaction or investment strategy involving securities to a retail customer.