2008, 2011, Examples, Exercises and Security - Information Management Today

Navigating Interactions Between Investment Advisers and Their Portfolio Companies: Risks and Best Practices

Data Matters

JUNE 11, 2020

Securities and Exchange Commission’s (the SEC) examination and enforcement programs. For example, the Investment Group may have an employee serving on the board of directors of the company or a shareholder committee. Investment Groups may also obtain MNPI as part of the investment process.

Risk

Risk Compliance Access IT

The debate on the Data Protection Bill in the House of Lords

Data Protector

OCTOBER 11, 2017

Where the Information Commissioner gives notices to data controllers, she can now secure compliance, with the power to issue substantial administrative penalties of up to 4% of global turnover. How then will we secure adequacy without adhering to the charter? Where she finds criminality, she can prosecute.

GDPR

GDPR Personal data Government IT

Information Management Today

Navigating Interactions Between Investment Advisers and Their Portfolio Companies: Risks and Best Practices

The debate on the Data Protection Bill in the House of Lords

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