Hunton Privacy

DECEMBER 1, 2010

On December 1, 2010, the Federal Trade Commission released its long-awaited report on online privacy entitled “ Protecting Consumer Privacy in an Era of Rapid Change: A Proposed Framework for Businesses and Policymakers.” The FTC report is expected to be followed by a separate privacy report from the Department of Commerce.

Privacy 40

Privacy Retail Data Privacy Education 40

Data Matters

FEBRUARY 20, 2020

Protection of Retail Investors . For both broker-dealers and investment advisers, OCIE will continue to emphasize the protection of retail investors, particularly seniors and those saving for retirement. Retail-Targeted Investments. 1 In general, the 2020 Examination Priorities continue recurring themes from recent prior years.

Retail 68

Retail Compliance Marketing Risk 68

Data Matters

JANUARY 24, 2020

Protection of Retail Investors . For both broker-dealers and investment advisers, OCIE will continue to emphasize the protection of retail investors, particularly seniors and those saving for retirement. Retail-Targeted Investments. Financial Technology (FinTech) and Digital Assets.

Cybersecurity 68

Cybersecurity Retail Compliance Marketing 68