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Regulatory Update: NAIC Fall 2020 National Meeting

Data Matters

The National Association of Insurance Commissioners (NAIC) held its Fall 2020 National Meeting (Fall Meeting) December 3-9, 2020. 43R —Loan-Backed and Structured Securities. As a result of the continuing COVID-19 pandemic, the NAIC once again met in a virtual format. 25 — Affiliates and Other Related Parties; SSAP No.

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Regulatory Update: NAIC Summer 2019 National Meeting

Data Matters

Securities and Exchange Commission on June 5, 2019, broker-dealers and associated persons are required to act in the best interest of a retail customer when recommending a securities transaction or investment strategy involving securities to a retail customer. regulators continue to voice support for the evaluation of the U.S.

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Regulatory Update: NAIC Spring 2019 National Meeting

Data Matters

With respect to property and casualty insurance, the Casualty Actuarial and Statistical (C) Task Force previously exposed a draft of its white paper regarding regulatory review of predictive models within insurer rate filings. Securities and Exchange Commission’s expected adoption of “Regulation Best Interest” in September 2019.