Exercises Military Retail Sales 
IT Governance
DECEMBER 20, 2022
Tensions rose throughout February as the Russian military amassed across the Ukrainian border. Although Vladimir Putin and his sympathisers assured the world that they were simply conducting military exercises, the inevitable occurred on 24 February, when troops mobilised and war was declared.
Data Matters
FEBRUARY 20, 2020
Protection of Retail Investors . For both broker-dealers and investment advisers, OCIE will continue to emphasize the protection of retail investors, particularly seniors and those saving for retirement. Retail-Targeted Investments. 1 In general, the 2020 Examination Priorities continue recurring themes from recent prior years.
Data Matters
JANUARY 24, 2020
Protection of Retail Investors . For both broker-dealers and investment advisers, OCIE will continue to emphasize the protection of retail investors, particularly seniors and those saving for retirement. Retail-Targeted Investments.
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