Data Matters

OCTOBER 30, 2017

They can, however, engage in probing internal due diligence of their companies’ cyber governance and compliance posture before it is too late — that is, before a cyber event occurs. Responsibility for corporate cybersecurity extends from the chief information security officer’s office, to the C-suite, to the corporate boardroom.

Compliance 60

Compliance Cybersecurity Risk Government 60

Data Matters

JANUARY 24, 2020

Information Security . decrease from FY 2018, OCIE attributes the relatively small decrease to the month long suspension of examinations during the 2019 government shutdown. OCIE has increased its examination coverage of RIAs over the past several years from 10% in FY 2014 to a high of 17% in FY 2018.

Cybersecurity 68

Cybersecurity Retail Compliance Marketing 68

Data Matters

FEBRUARY 20, 2020

Information Security . decrease from FY 2018, OCIE attributes the relatively small decrease to the month long suspension of examinations during the 2019 government shutdown. OCIE has increased its examination coverage of RIAs over the past several years from 10% in FY 2014 to a high of 17% in FY 2018.

Retail 68

Retail Compliance Marketing Risk 68